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Jimmy C Du

Edward Jones

Tenino, WA

CRD 7225794

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-21
WA RA APPROVED 2022-06-21
  • TX RA
    APPROVED
    Since 2022-12-21
  • WA RA
    APPROVED
    Since 2022-06-21

Branch Locations

149 Frost St S, Tenino, WA 98589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Wayne PA 09/2017 05/2022
Wells Fargo Clearing Services Llc Wayne PA 06/2021 05/2022
Dunkin' Donuts Philadelphia PA 10/2016 08/2017
H&L Deli Grocery Norristown PA 10/2012 10/2016
Edward Jones St Louis MO 06/2022 Present
  • 09/2017 → 05/2022
    Wells Fargo Bank Na
    Wayne, PA
  • 06/2021 → 05/2022
    Wells Fargo Clearing Services Llc
    Wayne, PA
  • 10/2016 → 08/2017
    Dunkin' Donuts
    Philadelphia, PA
  • 10/2012 → 10/2016
    H&L Deli Grocery
    Norristown, PA
  • 06/2022 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-24
  • S66 Uniform Combined State Law Examination
    2021-11-24
Other Names
  • Jimmy Ching Du
  • Jimmy Du

View on SEC IAPD

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