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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barth Tax & Financial Services Inc. | Brooklawn | NJ | 02/2020 | Present |
| United Shore Professional Baseball League | Rochester | MI | 08/2019 | 09/2019 |
| Amazon Flex | Bellmawr | NJ | 10/2019 | 02/2020 |
| Salisbury University | Salisbury | MD | 08/2015 | 12/2016 |
| Rutgers Camden University | Camden | NJ | 01/2017 | 05/2019 |
| Unemployed | Cherry Hill | NJ | 06/2019 | 07/2019 |
| Avantax Investment Services Inc. | Brooklawn | NJ | 07/2022 | 09/2025 |
| Avantax Advisory Services | Brooklawn | NJ | 07/2022 | 09/2025 |
| Barth Tax & Financial Services Inc. | Brooklawn | NJ | 02/2020 | Present |
| Cetera Wealth Services, Llc | Brooklawn | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
BARTH TAX & FINANCIAL SERVICES INC. POSITION: Assistant NATURE: Barth Tax & Financial Services is a tax and financial planning office. Offering tax preparation, tax planning, bookkeeping, estate and trust taxes, college planning, retirement planning, annuities, IRA/pension rollovers, mutual finds, insurance and more. INVESTMENT RELATED: Yes NUMBER OF HOURS: 176 SECURITIES TRADING HOURS: 130 START DATE: 02/03/2020 ADDRESS: 503 RTE 130, Brooklawn NJ 08030, United States DESCRIPTION: 1. Enter tax information for clients. Business and personal.2. Bookkeeping for clients. Logging checks, payroll and completing bank recs.3. Answering notices received by clients.4. Depositing checks and writing invoices.5. Answering calls and scheduling appointments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-12 |
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