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Christopher Rene Rivera

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 7225594

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-26
  • CO RA
    APPROVED
    Since 2026-03-26

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 02/2020 Present
Target Greenwood Village CO 10/2019 02/2020
The Window Man Brandy Station VA 01/2013 10/2019
  • 02/2020 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 10/2019 → 02/2020
    Target
    Greenwood Village, CO
  • 01/2013 → 10/2019
    The Window Man
    Brandy Station, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-26
S63 Uniform Securities Agent State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2026-03-26
  • S63 Uniform Securities Agent State Law Examination
    2022-09-09

View on SEC IAPD

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