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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
DE RA APPROVED 2021-08-31
  • TX RA
    APPROVED
    Since 2021-10-06
  • DE RA
    APPROVED
    Since 2021-08-31

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 02/2020 Present
Wells Fargo Hockessin DE 11/2014 12/2016
The Riggin Group Of Re/Max Hockessin DE 01/2017 02/2020
Open Systems Healthcare Inc Wilmington DE 09/2018 09/2018
  • 02/2020 → Present
    Wilmington, DE
  • 11/2014 → 12/2016
    Wells Fargo
    Hockessin, DE
  • 01/2017 → 02/2020
    The Riggin Group Of Re/Max
    Hockessin, DE
  • 09/2018 → 09/2018
    Open Systems Healthcare Inc
    Wilmington, DE
Other Businesses

I*: 2497304 Entity Type: Fiduciary role Name of OBA: The L. and M. G. Irrev. Tr. Address: Wilmington, DE 19808 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 7/17/2018 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Trustee for parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-27
  • S66 Uniform Combined State Law Examination
    2021-08-27
Other Names
  • Gabriella Giansanti

View on SEC IAPD

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