Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| DE | RA | APPROVED | 2021-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 02/2020 | Present |
| Wells Fargo | Hockessin | DE | 11/2014 | 12/2016 |
| The Riggin Group Of Re/Max | Hockessin | DE | 01/2017 | 02/2020 |
| Open Systems Healthcare Inc | Wilmington | DE | 09/2018 | 09/2018 |
I*: 2497304 Entity Type: Fiduciary role Name of OBA: The L. and M. G. Irrev. Tr. Address: Wilmington, DE 19808 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 7/17/2018 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Trustee for parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-27 |
Reach out to this advisor