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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-10
RI RA APPROVED 2024-05-30
  • TX RA
    APPROVED
    Since 2024-06-10
  • RI RA
    APPROVED
    Since 2024-05-30

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2020 Present
Unemployed Cranston RI 01/2020 01/2020
Year Up/Bofa Private Bank Providence RI 07/2019 01/2020
Taco Bell Cranston RI 08/2018 01/2020
Cranston High School East Cranston RI 09/2017 06/2018
Pilgrim High School Warwick RI 09/2013 06/2017
Unemployed Cranston RI 07/2017 08/2017
Bank Of America, N.A. Lincoln RI 05/2025 Present
  • 02/2020 → Present
    Lincoln, RI
  • 01/2020 → 01/2020
    Unemployed
    Cranston, RI
  • 07/2019 → 01/2020
    Year Up/Bofa Private Bank
    Providence, RI
  • 08/2018 → 01/2020
    Taco Bell
    Cranston, RI
  • 09/2017 → 06/2018
    Cranston High School East
    Cranston, RI
  • 09/2013 → 06/2017
    Pilgrim High School
    Warwick, RI
  • 07/2017 → 08/2017
    Unemployed
    Cranston, RI
  • 05/2025 → Present
    Bank Of America, N.A.
    Lincoln, RI
Other Businesses

I*1882324, Entity Type, Entity For Profit, Entity Publicly Traded, Name of OBA: Door Dash, Address: San Francisco, CA, 94107,Investment Related: No, Position, Title, Association: Employee, Employee Start Date: 06/22/2024, No Hours: 16hrs/Weekly, No Hours during trading: 0, Duties: Food delivery service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-29
  • S66 Uniform Combined State Law Examination
    2024-05-29

View on SEC IAPD

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