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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-15 |
Branch Locations
538 10Th St, Floresville, TX 78114 • United States
119 W Chihuahua St, La Vernia, TX 78121 • United States
425 W Oaklawn Rd, Pleasanton, TX 78064 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Antonio | TX | 10/2012 | 12/2017 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 12/2017 | Present |
HEB, NOT INV RELATED, SAN ANTONIO, TX, OVERNIGHT SANITATION TECH, START 10/22/2021, 120 HOURS PER MONTH, ZERO HOURS DURING TRADING, CLEANING GROCERY STORES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
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