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Reid Benjamin Johnson

Principal Asset Management

Altoona, IA

CRD 7224815

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Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-22
  • IA RA
    APPROVED
    Since 2025-07-22

Branch Locations

Altoona, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plumb Supply Company Fort Dodge IA 06/2014 07/2020
Principal Life Insurance Company Des Moines IA 08/2020 07/2025
Principal Securities Inc Des Moines IA 02/2021 Present
Principal Advised Services Des Moines IA 04/2024 07/2025
Principal Funds Distributor, Inc. Des Moines IA 07/2025 Present
Principal Asset Management Des Moines IA 07/2025 07/2025
  • 06/2014 → 07/2020
    Plumb Supply Company
    Fort Dodge, IA
  • 08/2020 → 07/2025
    Principal Life Insurance Company
    Des Moines, IA
  • 02/2021 → Present
    Principal Securities Inc
    Des Moines, IA
  • 04/2024 → 07/2025
    Des Moines, IA
  • 07/2025 → Present
    Principal Funds Distributor, Inc.
    Des Moines, IA
  • 07/2025 → 07/2025
    Des Moines, IA
Previous Registrations
Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2021-10-01

View on SEC IAPD

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