James Bergis

Current Employers

Authentikos Wealth Advisory Llc

1067 Fm 306 Ste 202, New Braunfels, TX 78130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-25
CA	RA	APPROVED	2020-02-24

TX RA
APPROVED

Since 2021-01-25
CA RA
APPROVED

Since 2020-02-24

Branch Locations

New Braunfels, TX • United States

1067 Fm 306 Ste 202, New Braunfels, TX 78130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regent Wealth Management	Morgan Hill	CA	01/2014	09/2021
Regent Financial And Insurance Services, Llc	Morgan Hill	CA	01/2014	09/2021
Authentikos Advisory, Llc	Morgan Hill	CA	09/2021	Present
Authentikos Financial & Insurance Services, Llc	Morgan Hill	CA	09/2021	Present

01/2014 → 09/2021

Regent Wealth Management

Morgan Hill, CA
01/2014 → 09/2021

Regent Financial And Insurance Services, Llc

Morgan Hill, CA
09/2021 → Present

Authentikos Advisory, Llc

Morgan Hill, CA
09/2021 → Present

Authentikos Financial & Insurance Services, Llc

Morgan Hill, CA

Other Businesses

Authentikos Financial & Insurance Services, LLC (previously Regent Financial & Insurance Services) 1295 East Dunne Avenue, Suite 215, Morgan Hill CA 95037. Yes, is investment-related. Insurance Agent-Start Date 01/2014. 80 hours per month; 20 hours during trading hours. Bergis Builds. 3800 Blue Oaks Rd, Gilroy, CA 95020. Not investment-related. Woodworking and metal fabrications business. I am the Owner and operator of the small business used to sell my hobby creations. Began May 2019. 45 hours per month; 0 hours of this business during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-12-16

S65 Uniform Investment Adviser Law Examination

2019-12-16