Josie Marie Bengford

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-10-28

IA RA
APPROVED

Since 2021-10-28

Branch Locations

903 E Us Highway 30 Post Ofc Box 272, Carroll, IA 51401-2677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Planning Partners, Inc.	Dubuque	IA	01/2020	09/2021
Robinson Ruhnke P.C.	Wall Lake	IA	06/2015	Present
Ameriprise Financial Services, Llc	Carroll	IA	09/2021	Present

01/2020 → 09/2021

Avantax Planning Partners, Inc.

Dubuque, IA
06/2015 → Present

Robinson Ruhnke P.C.

Wall Lake, IA
09/2021 → Present

Ameriprise Financial Services, Llc

Carroll, IA

Previous Registrations

2020-02-06 → 2021-09-10

Avantax Planning Partners, Inc.

Wall Lake, IA

Carroll, IA

Other Businesses

Outside Employment; Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 E Us Hwy 30, , Carroll, IA, 51401; Not Investment-Related; 06/20/2015; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-06-03
S65	Uniform Investment Adviser Law Examination	2022-05-23

S63 Uniform Securities Agent State Law Examination

2022-06-03
S65 Uniform Investment Adviser Law Examination

2022-05-23

Designations

Certified Financial Planner

Other Names

Josie Marie Reiter

View on SEC IAPD