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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-10-28 |
Branch Locations
903 E Us Highway 30 Post Ofc Box 272, Carroll, IA 51401-2677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Planning Partners, Inc. | Dubuque | IA | 01/2020 | 09/2021 |
| Robinson Ruhnke P.C. | Wall Lake | IA | 06/2015 | Present |
| Ameriprise Financial Services, Llc | Carroll | IA | 09/2021 | Present |
Outside Employment; Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 E Us Hwy 30, , Carroll, IA, 51401; Not Investment-Related; 06/20/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-23 |
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