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605 N. Main Street, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2006-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Norris Financial Group, Llc | Greenville | SC | 09/2004 | Present |
| Osaic Wealth, Inc. | Greenville | SC | 09/2005 | Present |
1) ALTMAN J NORRIS POSITION: Owner - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2007 ADDRESS: 605 North Main Street, Greenville, SC 29601, Greenville SC 29601, United States DESCRIPTION: Insurance Agent, Life and DI 2) NORRIS FINANCIAL GROUP, LLC POSITION: Other - IA for the RIA NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2005 ADDRESS: 605 North Main St. Greenville, SC 29601, Greenville SC 29601, United States DESCRIPTION: trading, research, customer care, sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-19 |
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