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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United State Senate | Washington | DC | 04/2015 | 08/2017 |
| State Of Alaska | Anchorage | AK | 09/2017 | 12/2018 |
| Cook Inlet Region, Inc. | Anchorage | AK | 03/2019 | 01/2020 |
| Unemployed | Anchorage | AK | 12/2018 | 03/2019 |
| Woodbury Financial | Anchorage | AK | 01/2020 | 01/2024 |
| Woodbury Financial Services Inc | Anchorage | AK | 03/2020 | 01/2024 |
| Osaic Wealth, Inc. | Juneau | AK | 01/2024 | Present |
| Doyon Ltd | Fairbanks | AK | 04/2021 | Present |
1. ALASKA PUBLIC MEDIA POSITION: board member NATURE: Public media non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2020 ADDRESS: 3877 University Dr, Anchorage AK 99508, United States DESCRIPTION: Government affairs outreach, oversight of management of the organization. 2. DOYON LTD POSITION: Associate General Counsel NATURE: Alaska Native Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 4 START DATE: 04/19/2021 ADDRESS: 1 Doyon Pl, Fairbanks AK 99701, United States DESCRIPTION: I provide ad hoc review of natural resource related activities. 3. SELF POSITION: financial planner NATURE: fixed insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 1600 A St, 310, Anchorage AK 99501, United States DESCRIPTION: When applicable, take an app and send to carrier. 4. SELF POSITION: owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 400 Massachusetts Ave NW, #203, Washington DC 20001, United States DESCRIPTION: find renters in between leases find repairmen, if needed 5. NOMINATING CMTE OF CHUGACH ELECTRIC ASSOCIATION POSITION: Nominating Committee Member NATURE: I interview board candidates and make recommendations for whether they should be moved forward to the cooperative for consideration. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2020 ADDRESS: 5601 Electron Dr, 99518, Anchorage AK 99518, United States DESCRIPTION: I interview board candidates and make recommendations for whether they should be moved forward to the cooperative for consideration. 6. TRUE NORTH FEDERAL CREDIT UNION POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2024 ADDRESS: 341 W. Tudor Road, Suite 100, Anchorage AK 99503, United States DESCRIPTION: Participate in board meetings after hours. Review board meeting materials in advance of board meetings after hours. 7. FAR POINT FINANCIAL POSITION: Owner NATURE: LLC to place some of my commissions, etc... INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2024 ADDRESS: 1600 A St, 310, Anchorage AK 99501, United States DESCRIPTION: I sent up this LLC to have my own branding for my otherwise sole prop business. I haven't yet figured out how best to route my commissions, etc. 8. DOYON LTD POSITION: contractor NATURE: Alaska Native Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2025 ADDRESS: 1 Doyon Pl, Fairbanks AK 99701, United States DESCRIPTION: I provide ad hoc review of natural resource related activities - I cannot provide you with a copy of my contract because it is confidential but my services are related to land management and land resources efforts, are mostly verbal in nature but I do review some contracts, and all services are wholly unrelated to securities. 9. THEMIS LAW, LLC POSITION: Attorney NATURE: LLC law practice INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2026 ADDRESS: 1600 A St, 310, Anchorage AK 99501, United States DESCRIPTION: Draft wills and trusts and provide some ancillary business legal advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-16 |
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