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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-05-04 |
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
105 Chestnut Street, Ste 10, Needham, MA 02492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Newton | MA | 07/2009 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 04/2022 | Present |
1. 07/30/2009 - AURI ELAN FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 6/2/2010 - AURI ELAN FINANCIAL GROUP, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 11/28/2023: Private Advisor Group; At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 4/1/2022; 40hrs/mo. during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/8/2023: No business name; Boston, MA 02128; Real Estate Rental; Inv. related; start date 8/31/2021; 1hr/mo.; 0hrs during trading. 5. 01/27/2026 - Innovestive Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/18/2022 - 160 hours per month/ during trading 6. 01/28/2026 - Innovestive Advisors INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/18/2026 - 160 hours per month/ during trading 7. 02/18/2026 - Innovestive Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2022 - 80 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
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