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Richard Ning Suder

Private Advisor Group, LLC

Morristown, NJ

Needham, MA

CRD 4894192

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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-04
TX RA APPROVED 2022-04-29
  • MA RA
    APPROVED
    Since 2022-05-04
  • TX RA
    APPROVED
    Since 2022-04-29

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

105 Chestnut Street, Ste 10, Needham, MA 02492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Newton MA 07/2009 Present
Private Advisor Group, Llc Morristown NJ 04/2022 Present
Previous Registrations
  • 2007-01-18 → 2009-08-03
    Brookline, MA
    Newton, MA
    Cheshire, CT
Other Businesses

1. 07/30/2009 - AURI ELAN FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 6/2/2010 - AURI ELAN FINANCIAL GROUP, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 11/28/2023: Private Advisor Group; At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 4/1/2022; 40hrs/mo. during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/8/2023: No business name; Boston, MA 02128; Real Estate Rental; Inv. related; start date 8/31/2021; 1hr/mo.; 0hrs during trading. 5. 01/27/2026 - Innovestive Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/18/2022 - 160 hours per month/ during trading 6. 01/28/2026 - Innovestive Advisors INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/18/2026 - 160 hours per month/ during trading 7. 02/18/2026 - Innovestive Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2022 - 80 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-02
S63 Uniform Securities Agent State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2007-01-02
  • S63 Uniform Securities Agent State Law Examination
    2005-02-18
Other Names
  • Richard Ning Suder
  • Ning Su
  • Richard Su

View on SEC IAPD

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