Luke Michael Little

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2022-06-13

ND RA
APPROVED

Since 2022-06-13

Branch Locations

4401 Coleman Stree Suite 103, Bismark, ND 58504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Credit Union	Bismarck	ND	12/2018	07/2021
Panera Bread	Bismarck	ND	02/2018	08/2018
Menards	Bismarck	ND	01/2016	08/2017
University Of Mary	Bismarck	ND	09/2017	Present
Century High School	Bismarck	ND	08/2013	05/2017
Lpl Financial	Bismarck	ND	06/2021	Present
North Point Financial Planners	Bismarck	ND	06/2021	03/2022

12/2018 → 07/2021

Capital Credit Union

Bismarck, ND
02/2018 → 08/2018

Panera Bread

Bismarck, ND
01/2016 → 08/2017

Menards

Bismarck, ND
09/2017 → Present

University Of Mary

Bismarck, ND
08/2013 → 05/2017

Century High School

Bismarck, ND
06/2021 → Present

Lpl Financial

Bismarck, ND
06/2021 → 03/2022

North Point Financial Planners

Bismarck, ND

Other Businesses

1) 03/04/2022 / DBA for LPL Business (entity for LPL business) / NORTH POINT FINANCIAL PLANNERS / Investment Related / Bismarck, North Dakota 2. 03/10/2022 - INDEPENDENT ADVISOR ALLIANCE - DBA: NORTH POINT FINANCIAL PLANNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 06/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through INDEPENDENT ADVISOR ALLIANCE, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/09/2022 - Bismarck Public Schools - Century High School - Not Investment Related - 1000 E Century Ave Bismarck, ND 58503 - Other - Coaching - assistant high school football coach Bismarck Public Schools - Start Date - 08/08/2022 - 40 Hours Per Month/0 Hours During Securities Trading. 4) 10/22/2025 - INDEPENDENT ADVISOR ALLIANCE, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/08/2025 - 160 Hrs/Mth - 128 Hrs During Trading.I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-01

S66 Uniform Combined State Law Examination

2022-06-01