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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-20
CO RA APPROVED 2025-03-07
FL RA APPROVED 2025-02-05
NV RA APPROVED 2025-01-02
NJ RA APPROVED 2025-01-02
SC RA APPROVED 2025-01-02
NC RA APPROVED 2024-02-29
TX RA APPROVED_RES 2023-11-09
OH RA APPROVED 2021-11-16
PA RA APPROVED 2020-06-22
  • NY RA
    APPROVED
    Since 2025-11-20
  • CO RA
    APPROVED
    Since 2025-03-07
  • FL RA
    APPROVED
    Since 2025-02-05
  • NV RA
    APPROVED
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2025-01-02
  • SC RA
    APPROVED
    Since 2025-01-02
  • NC RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED_RES
    Since 2023-11-09
  • OH RA
    APPROVED
    Since 2021-11-16
  • PA RA
    APPROVED
    Since 2020-06-22

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

2040 East Lincoln Hwy, Langhorne, PA 19047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Bensalem PA 08/2012 01/2020
Td Private Client Wealth Llc Langhorne PA 06/2020 Present
Td Bank N.A. Langhorne PA 01/2020 Present
  • 08/2012 → 01/2020
    Td Bank
    Bensalem, PA
  • 06/2020 → Present
    Langhorne, PA
  • 01/2020 → Present
    Td Bank N.A.
    Langhorne, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-29
S65 Uniform Investment Adviser Law Examination 2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2025-11-29
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22

View on SEC IAPD

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