Kimberly Leslie Hartsock

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → 08/2024
  Trilogy Financial
  Torrance, CA
• 12/2019 → 02/2020
  Unemployed
  Walnut Creek, CA
• 10/2018 → 05/2019
  Countrywood Florist
  Walnut Creek, CA
• 01/2010 → 03/2018
  San Francisco State Univeristy
  San Francisco, CA
• 08/2017 → 12/2019
  Student
  San Francisco, CA
• 09/2024 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2024 → Present
  Northwestern Mutual Investment Services Llc
  Long Beach, CA
• 05/2025 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2020-08-15 → 2024-08-30
  Trilogy Capital, Inc.
  Irvine, CA
  Torrance, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-03-17
• S65 Uniform Investment Adviser Law Examination
  2020-08-15

Other Names

• Kim Vargas
• Kimberly Leslie Vargas
• Kimberly L Vargas
• Kimberly Leslie Vargas
• Kimberly L Hartsock
• Kimberly Leslie Vargas
• Kim Hartsock
• Kim Hartsock
• Kimberly Leslie Vargas
• Kim Hartsock
• Kim Hartsock