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John Michael Hatton

Ubs Financial Services Inc.

Wayzata, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-20
MN RA APPROVED 2023-01-03
NJ RA APPROVED 2022-12-08
  • IL RA
    APPROVED
    Since 2023-12-20
  • MN RA
    APPROVED
    Since 2023-01-03
  • NJ RA
    APPROVED
    Since 2022-12-08

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Saint Paul MN 07/2022 Present
Saint Mary's University Of Minnesota Winona MN 08/2020 05/2022
St. Louis Blues St. Louis MO 05/2021 08/2021
Northwestern Mutual Downers Grove IL 05/2020 10/2020
Naperville Country Club Naperville IL 04/2017 08/2019
Jimmy Johns Fenton MO 11/2016 02/2017
Saint Mary's University Of Minnesota Winona MN 08/2018 05/2022
St. Louis Jr Blues Affton MO 08/2016 04/2018
  • 07/2022 → Present
    Ubs Financial Services
    Saint Paul, MN
  • 08/2020 → 05/2022
    Saint Mary's University Of Minnesota
    Winona, MN
  • 05/2021 → 08/2021
    St. Louis Blues
    St. Louis, MO
  • 05/2020 → 10/2020
    Northwestern Mutual
    Downers Grove, IL
  • 04/2017 → 08/2019
    Naperville Country Club
    Naperville, IL
  • 11/2016 → 02/2017
    Jimmy Johns
    Fenton, MO
  • 08/2018 → 05/2022
    Saint Mary's University Of Minnesota
    Winona, MN
  • 08/2016 → 04/2018
    St. Louis Jr Blues
    Affton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-07
  • S66 Uniform Combined State Law Examination
    2022-12-07

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
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