Catherine Preston

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 02/2020
  West Virginia State Auditors Office
  Charleston, WV
• 02/2020 → Present
  Gwfs Equities, Inc.
  Greenwood Village, CO

Other Businesses

1) Clarksburg League for Service / Board Member. Also serves on finance committee which approves annual budget. 2) Harrison County CASA / Board President. Court-appointed advocates to children in the foster care system. Preside over board meetings, sign/execute contracts in the manner of the program as well as drafts, notes and other payments of money. 15 hours per month; 0 hours per month during normal business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-16
• S63 Uniform Securities Agent State Law Examination
  2020-05-09

Other Names

• Catherine Fazzini