Best Investors Account Sign in
Inactive

Adam Jay Battat

Iconiq Capital, LLC

San Francisco, CA

Claim This Profile
Current Employers
Iconiq Capital, Llc

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-24
  • CA RA
    APPROVED
    Since 2023-03-24

Branch Locations

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bingham, Osborn & Scarborough, Llc San Francisco CA 06/2021 11/2021
Chapman University Orange CA 08/2016 05/2020
Tsg Wealth Management Long Beach CA 02/2020 03/2020
Otis Elevator Company Sunnyvale CA 06/2018 08/2018
Acrobat Outsourcing San Francisco CA 07/2017 01/2018
Unemployed Hillsborough CA 05/2020 06/2021
Cerity Partners Llc San Francisco CA 11/2021 05/2022
Iconiq Capital San Francisco CA 05/2022 Present
  • 06/2021 → 11/2021
    Bingham, Osborn & Scarborough, Llc
    San Francisco, CA
  • 08/2016 → 05/2020
    Chapman University
    Orange, CA
  • 02/2020 → 03/2020
    Tsg Wealth Management
    Long Beach, CA
  • 06/2018 → 08/2018
    Otis Elevator Company
    Sunnyvale, CA
  • 07/2017 → 01/2018
    Acrobat Outsourcing
    San Francisco, CA
  • 05/2020 → 06/2021
    Unemployed
    Hillsborough, CA
  • 11/2021 → 05/2022
    Cerity Partners Llc
    San Francisco, CA
  • 05/2022 → Present
    Iconiq Capital
    San Francisco, CA
Previous Registrations
  • 2022-02-09 → 2022-11-07
    Cerity Partners Llc
    New York, NY
    San Francisco, CA
  • 2021-08-27 → 2021-11-01
    B|O|S
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-27
  • S65 Uniform Investment Adviser Law Examination
    2021-08-27
Other Names
  • Adam Battat

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor