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Sandra Cathleen Hickey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsburg, VA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-24
VA RA APPROVED 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-24
  • VA RA
    APPROVED
    Since 2021-08-13

Branch Locations

266 Mclaws Cir, Williamsburg, VA 23185 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsburg VA 01/2020 Present
Waterway Guide Deltaville VA 03/2011 01/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-13
  • S66 Uniform Combined State Law Examination
    2021-08-13
Other Names
  • Sandy Hickey
  • Sandra C Wystepek

View on SEC IAPD

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TENZING FINANCIAL LLC · WILLIAMSBURG, VA
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