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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Team Holland (Firstwatch) | Lexington | KY | 05/2022 | 07/2022 |
| Delta Tau Delta International Fraternity | Fishers | IN | 01/2022 | 05/2022 |
| Argi Financial Group | Louisville | KY | 05/2021 | 07/2021 |
| The Mims Firm, Psc | Lexington | KY | 04/2019 | 07/2020 |
| Quantrell Auto Group | Lexington | KY | 12/2017 | 08/2018 |
| Paul Miller Ford | Lexington | KY | 01/2017 | 08/2017 |
| Jack Kain Ford | Versailles | KY | 06/2020 | 08/2020 |
| Movie Tavern | Nicholasville | KY | 05/2016 | 10/2016 |
| Colorectal Surgical & Gastroenterology Associates | Lexington | KY | 12/2020 | 01/2021 |
| Fidelity Investments | Covington | KY | 07/2022 | Present |
| Western Kentucky University | Bowling Green | KY | 08/2017 | 12/2021 |
| Paul Laurence Dunbar Hgih School | Lexington | KY | 08/2014 | 05/2017 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-29 |
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