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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-03-30 |
| DC | RA | APPROVED | 2020-05-27 |
| GA | RA | APPROVED | 2020-05-19 |
Branch Locations
3169 Holcomb Bridge Road Suite 465, Norcross, GA 30071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Norcross | GA | 01/2020 | Present |
| World Financial Group, Inc. | Norcross | GA | 04/2017 | Present |
| Eastside Medical Center | Snellville | GA | 04/2004 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc EASTSIDE MEDICAL CENTER/Investment Related - No/1700 Medical way, Snellvile GA 30039/Hosptial/ Health care/Pharmacist/04.2004/148/0/Provide pharmaceutical services to healthcare professional during night
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-05-16 |
| S65 | Uniform Investment Adviser Law Examination | 2020-05-11 |
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