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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-30
DC RA APPROVED 2020-05-27
GA RA APPROVED 2020-05-19
  • NC RA
    APPROVED
    Since 2021-03-30
  • DC RA
    APPROVED
    Since 2020-05-27
  • GA RA
    APPROVED
    Since 2020-05-19

Branch Locations

3169 Holcomb Bridge Road Suite 465, Norcross, GA 30071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Norcross GA 01/2020 Present
World Financial Group, Inc. Norcross GA 04/2017 Present
Eastside Medical Center Snellville GA 04/2004 Present
  • 01/2020 → Present
    Transamerica Financial Advisors, Inc
    Norcross, GA
  • 04/2017 → Present
    World Financial Group, Inc.
    Norcross, GA
  • 04/2004 → Present
    Eastside Medical Center
    Snellville, GA
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc EASTSIDE MEDICAL CENTER/Investment Related - No/1700 Medical way, Snellvile GA 30039/Hosptial/ Health care/Pharmacist/04.2004/148/0/Provide pharmaceutical services to healthcare professional during night

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-16
S65 Uniform Investment Adviser Law Examination 2020-05-11
  • S63 Uniform Securities Agent State Law Examination
    2020-05-16
  • S65 Uniform Investment Adviser Law Examination
    2020-05-11

View on SEC IAPD

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