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Juan Rhene Ortiz

Charles Schwab & Co., Inc.

Brea, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-08
  • CA RA
    APPROVED
    Since 2022-04-08

Branch Locations

3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California State University, Fullerton Fullerton CA 08/2016 05/2018
Knott's Berry Farm Buena Park CA 06/2015 09/2016
Dji Tech Cerritos CA 08/2018 05/2019
Sls Houses La Mirada CA 08/2019 10/2019
Propertyrate Orange CA 05/2019 12/2020
Unemployment Fullerton CA 05/2018 08/2018
Axa Advisors Llc Los Angeles CA 02/2020 02/2020
Equitable Advisors, Llc New York NY 12/2020 07/2021
Gwn Securities, Inc. Palm Beach Gardens FL 07/2021 03/2022
Charles Schwab & Co., Inc. Brea CA 03/2022 Present
Charles Schwab Bank, Ssb Brea CA 03/2022 Present
  • 08/2016 → 05/2018
    California State University, Fullerton
    Fullerton, CA
  • 06/2015 → 09/2016
    Knott's Berry Farm
    Buena Park, CA
  • 08/2018 → 05/2019
    Dji Tech
    Cerritos, CA
  • 08/2019 → 10/2019
    Sls Houses
    La Mirada, CA
  • 05/2019 → 12/2020
    Propertyrate
    Orange, CA
  • 05/2018 → 08/2018
    Unemployment
    Fullerton, CA
  • 02/2020 → 02/2020
    Axa Advisors Llc
    Los Angeles, CA
  • 12/2020 → 07/2021
    Equitable Advisors, Llc
    New York, NY
  • 07/2021 → 03/2022
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Brea, CA
  • 03/2022 → Present
    Charles Schwab Bank, Ssb
    Brea, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-12
  • S66 Uniform Combined State Law Examination
    2020-12-12
Other Names
  • Juan Ortiz

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
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