Best Investors
Account
Sign in
CRD 7222209
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-15 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Tujunga, CA • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California State University, Los Angeles | Los Angeles | CA | 08/2013 | 06/2018 |
| Costco | Los Angeles | CA | 11/2015 | 07/2020 |
| Axa Advisors Llc | Los Angeles | CA | 02/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2020 | 06/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2021 | Present |
LA PENSION PLANNERS POSITION: Associate NATURE: I meet with people who are looking for strategies to improve their financial life. I then look at their situation and make a recommendation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 4 START DATE: 06/21/2021 ADDRESS: 177 East Colorado Blvd Office 3055, Pasadena CA 91105, United States DESCRIPTION: I get into contact with people who are looking to improve their situation with either life insurance or health insurance. I then look around for the best contract for them. INSURANCE POSITION: Agent NATURE: Fixed Insurance and Annuity Business, INVESTMENT RELATED: Is Not Investment Related, START DATE: 2021-06-15, HOURS PER MONTH: 10 hours per month, SECURITIES TRADING HOURS: 5 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: "When appropriate based on clients priorities and situation, the sale of Fixed Life insurance and fixed annuity products including: Term Life, UL, Whole Life, Indexed Universal Life, Fixed Annuities, Fixed Indexed Annuities and MYGAs" PENSION101 INVESTMENT RELATED: Is Not Investment Related, "457 W Allen Ave, Suite 110, San Dimas, CA, 91773, United States", Pension Education & Lead generation system, User/Rep, 9/22/2025, 4 hours per month, 0 hours per month during trading hours, Other Compensation DESCRIPTION: Representatives showing people how to use the education platform. Compensation based on project bases
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-02 |
Reach out to this advisor