Dianne Lee Borgeson

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-25

TX RA
APPROVED

Since 2024-07-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	01/2020	Present
Coffey & Singletary Llc	Keller	TX	11/2018	11/2019
Positive Proof Inc	Southlake	TX	08/2017	12/2019
Etekhnos	Keller	TX	04/2017	01/2018
Ssr Lettermans	Dallas	TX	03/2016	12/2019
Young Living	Salt Lake City	UT	03/2014	01/2019

01/2020 → Present

Charles Schwab & Co., Inc.

Westlake, TX
11/2018 → 11/2019

Coffey & Singletary Llc

Keller, TX
08/2017 → 12/2019

Positive Proof Inc

Southlake, TX
04/2017 → 01/2018

Etekhnos

Keller, TX
03/2016 → 12/2019

Ssr Lettermans

Dallas, TX
03/2014 → 01/2019

Young Living

Salt Lake City, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-18
S63	Uniform Securities Agent State Law Examination	2020-11-20

S66 Uniform Combined State Law Examination

2023-12-18
S63 Uniform Securities Agent State Law Examination

2020-11-20

Other Names

Dianne Lee Pearson

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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