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Juliette Etim-Thomas

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 7221126

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-30
  • CA RA
    APPROVED
    Since 2020-07-30

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 01/2020 01/2021
Csu Long Beach Long Beach, California CA 01/2019 12/2019
Long Beach City College Long Beach CA 01/2018 12/2018
Olympix Fitness Long Beach CA 05/2018 10/2018
49Er Shops Csu Long Beach Long Beach CA 01/2018 01/2018
Finance Agents Inc. Newport Beach CA 01/2017 12/2017
Csu Northridge Northridge CA 08/2015 05/2016
Unemployed Costa Mesa CA 06/2016 12/2016
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 01/2020 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 01/2019 → 12/2019
    Csu Long Beach
    Long Beach, California, CA
  • 01/2018 → 12/2018
    Long Beach City College
    Long Beach, CA
  • 05/2018 → 10/2018
    Olympix Fitness
    Long Beach, CA
  • 01/2018 → 01/2018
    49Er Shops Csu Long Beach
    Long Beach, CA
  • 01/2017 → 12/2017
    Finance Agents Inc.
    Newport Beach, CA
  • 08/2015 → 05/2016
    Csu Northridge
    Northridge, CA
  • 06/2016 → 12/2016
    Unemployed
    Costa Mesa, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-24
  • S66 Uniform Combined State Law Examination
    2020-07-24
Other Names
  • Juliette S Flaton

View on SEC IAPD

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