Elizabeth Louisa Hancock

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-07
CA	RA	APPROVED	2020-12-01

TX RA
APPROVED_RES

Since 2021-10-07
CA RA
APPROVED

Since 2020-12-01

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	01/2020	Present
Lgo Hospitality	Phoenix	AZ	03/2019	01/2020
La Fitness	Scottsdale	AZ	08/2018	04/2019
Enterprise Fleet Management	San Francisco	CA	08/2017	04/2018
Sitelock Website Security	San Francisco	CA	08/2016	08/2017
N/A	Phoenix	AZ	04/2018	08/2018
Bank Of America, N.A.	Scottsdale	AZ	04/2020	Present

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
03/2019 → 01/2020

Lgo Hospitality

Phoenix, AZ
08/2018 → 04/2019

La Fitness

Scottsdale, AZ
08/2017 → 04/2018

Enterprise Fleet Management

San Francisco, CA
08/2016 → 08/2017

Sitelock Website Security

San Francisco, CA
04/2018 → 08/2018

N/A

Phoenix, AZ
04/2020 → Present

Bank Of America, N.A.

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-28

S66 Uniform Combined State Law Examination

2020-11-28

View on SEC IAPD