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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-15 |
Branch Locations
4851 Tamiami Trl N Suite 302, Naples, FL 34103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Atlanta | GA | 08/2012 | 08/2019 |
| Capstone Financial | Atlanta | GA | 07/2019 | 12/2019 |
| Bank Of America Merrill Lynch | Charlotte | NC | 01/2020 | 03/2024 |
| Kurt Mattson | Atlanta | GA | 04/2024 | 10/2024 |
| Unemployed | Alpharetta | GA | 11/2024 | 12/2025 |
| Bella Advisors | Roswell | GA | 12/2025 | 02/2026 |
| Keith Spengel | Naples | FL | 03/2026 | 04/2026 |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 05/2024 | 10/2024 |
| Keith Spengel | Naples | FL | 04/2026 | Present |
| Northwestern Mutual Investment Services Llc | Naples | FL | 05/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-09 |
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