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Rachel Ann Layton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Punta Gorda, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-22
FL RA APPROVED 2020-12-02
  • TX RA
    APPROVED
    Since 2022-03-22
  • FL RA
    APPROVED
    Since 2020-12-02

Branch Locations

1190 W Marion Ave, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda FL 01/2020 Present
Landmark Realty Punta Gorda FL 08/2016 05/2017
Chapman Insurance Group Port Charlotte FL 05/2017 01/2020
Bank Of America, N.A. Punta Gorda FL 04/2020 Present
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Punta Gorda, FL
  • 08/2016 → 05/2017
    Landmark Realty
    Punta Gorda, FL
  • 05/2017 → 01/2020
    Chapman Insurance Group
    Port Charlotte, FL
  • 04/2020 → Present
    Bank Of America, N.A.
    Punta Gorda, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24
Other Names
  • Rachel Ann Leedy
  • Rachel Layton

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · Punta Gorda, FL
EDWARD JONES · PUNTA GORDA, FL
CETERA INVESTMENT ADVISERS LLC · PUNTA GORDA, FL
PROSPERA FINANCIAL SERVICES, INC. · Punta Gorda, FL
CETERA INVESTMENT ADVISERS LLC · PUNTA GORDA, FL
KOVACK ADVISORS, INC. · Punta Gorda, FL
CWM ADVISORY, LLC · Punta Gorda, FL
J.P. MORGAN SECURITIES LLC · Punta Gorda, FL

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