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Bryce Jacob Bordwell

Wells Fargo Clearing Services, LLC

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-24
CA RA APPROVED 2012-05-09
  • TX RA
    APPROVED
    Since 2015-04-24
  • CA RA
    APPROVED
    Since 2012-05-09

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Newport Beach CA 05/2012 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 Present
Previous Registrations
  • 2007-10-19 → 2012-05-24
    Citigroup Global Markets Inc.
    Costa Mesa, CA
    San Jose, CA
    Corona Del Mar, CA
    Costa Mesa, CA
    Newport Beach, CA
    San Diego, CA
    Newport Beach, CA
    San Juan Capistrano, CA
    Fountain Valley, CA
    San Juan Capistrano, CA
    Palm Beach Gardens, FL
    San Francisco, CA
    Fountain Valley, CA
    Corona Del Mar, CA
    Riverside, CA
    San Francisco, CA
  • 2006-07-24 → 2007-10-17
    U.S. Bancorp Advisors, Llc
    Newport Beach, CA
    Newport Beach, CA
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
  • 2005-02-11 → 2006-06-05
    Morgan Stanley Dw Inc.
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-10
  • S66 Uniform Combined State Law Examination
    2005-02-10
Other Names
  • Bryce Bordwell
  • Bryce J Bordwell

View on SEC IAPD

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