Dustin Paul Baker

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Austin	TX	01/2020	06/2021
Unemployed	Austin	TX	07/2019	01/2020
Tep Barnett Usa	Fort Worth	TX	11/2016	07/2019
Chesapeake Energy	Fort Worth	TX	10/2014	10/2016
Bank Of America, N.A.	Austin	TX	03/2020	06/2021
Charles Schwab & Co., Inc.	Austin	TX	07/2021	Present
Charles Schwab Bank, Ssb	Austin	TX	07/2021	Present

01/2020 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
07/2019 → 01/2020

Unemployed

Austin, TX
11/2016 → 07/2019

Tep Barnett Usa

Fort Worth, TX
10/2014 → 10/2016

Chesapeake Energy

Fort Worth, TX
03/2020 → 06/2021

Bank Of America, N.A.

Austin, TX
07/2021 → Present

Charles Schwab & Co., Inc.

Austin, TX
07/2021 → Present

Charles Schwab Bank, Ssb

Austin, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-30