Austin David Wertz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 11/2018 → 10/2019
  Comcast
  Palm Beach Gardens, FL
• 06/2018 → 10/2018
  Unemployed
  Chapin, SC
• 03/2017 → 05/2018
  Comcast
  Peoria, IL
• 07/2015 → 12/2016
  Robert Morris University Illinois
  Peoria, IL
• 08/2016 → 10/2016
  Ups
  Peoria, IL
• 10/2016 → 11/2016
  Target
  Peoria, IL
• 11/2019 → 01/2020
  Windstream Communications
  Lexington, SC
• 03/2020 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*: 2659258 Entity Type: For Profit Name of OBA: Next Man Up Address: Charlotte, NC 28205 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 7.25.2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: I evaluate the current college football players across the United States so the scouts can go on our website to work through their process of finding and evaluating talent.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-23

Other Names

• Austin Wertz