Riley Connor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 02/2018
  Side By Side
  Tuscaloosa, AL
• 08/2014 → 05/2019
  Full Time College Student
  Tuscaloosa, AL
• 05/2017 → 12/2019
  Salt Waterfront Bar & Grill
  Shelter Island, NY
• 01/2020 → 07/2023
  Fidelity Brokerage Services, Llc
  Westlake, TX
• 05/2024 → 09/2025
  Valmark Securities, Inc.
  Akron, OH
• 05/2024 → 09/2025
  Essential Planning, Llc
  Portsmouth, NH
• 08/2023 → 12/2023
  Unemployed
  Amherst, NH
• 01/2024 → 04/2024
  Valley Rinks
  Chelmsford, MA
• 01/2026 → Present
  Lpl Financial
  Portsmouth, NH
• 01/2026 → Present
  Blue Granite Financial, Inc.
  Portsmouth, NH
• 09/2025 → 01/2026
  Unemployed
  Exeter, NH

Other Businesses

1- 01/2026 / Blue Granite Financial, Inc. / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 160 hrs during trading / at rprt loc / start 01/19/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-12
• S63 Uniform Securities Agent State Law Examination
  2020-05-04