Best Investors Account Sign in

Nicolle Annette Niehaus

Strategic Advisers LLC

Cincinnati, OH

Covington, KY

CRD 7220511

Claim This Profile
Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
OH RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Cincinnati, OH • United States

100 Crosby Pkwy, Covington, KY 41015-4325 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 01/2020 Present
Alliance Data Milford OH 08/2018 01/2020
Account Control Technology Mason OH 06/2013 07/2018
Fidelity Investments Boston MA 03/2025 Present
  • 01/2020 → Present
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 08/2018 → 01/2020
    Alliance Data
    Milford, OH
  • 06/2013 → 07/2018
    Account Control Technology
    Mason, OH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-12-18 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
S63 Uniform Securities Agent State Law Examination 2020-05-28
  • S66 Uniform Combined State Law Examination
    2020-12-07
  • S63 Uniform Securities Agent State Law Examination
    2020-05-28
Other Names
  • Nicolle Annette Niehaus
  • Nicolle Niehaus

View on SEC IAPD

More in Cincinnati, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor