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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Westlake | TX | 01/2020 | 10/2021 |
| Fidelity Investments | Westlake | TX | 02/2016 | 01/2020 |
| Charles Schwab & Co., Inc | Westlake | TX | 04/2022 | 07/2023 |
| Unemployed | Irving | TX | 11/2021 | 03/2022 |
| Unemployed | Slate Hill | NY | 07/2023 | 12/2023 |
| Amazon | Hopewell Junction | NY | 12/2023 | 12/2023 |
| Unemployed | Slate Hill | NY | 12/2023 | 02/2024 |
| Hudson Valley Credit Union | New Windsor | NY | 02/2024 | Present |
| Lpl Financial Llc | New Windsor | NY | 06/2024 | Present |
1) 04/2024 - Hudson Valley Credit Union / Financial Institution Duty / Licensed Branch Employee / Inv. Related / New Windsor, New York / Start date 02/20/2024 - 160 Hrs per month - 100% Time Spent 2) 04/2024 - Wealth Management at Hudson Valley / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 09/12/2024 - Shoprite - Outside/W-2 Employment - Not investment Related - Middletown & Vails Gate, NY - Start Date 09/09/2024 - 25 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-27 |
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