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David Matthew Brennan

Mml Investors Services, LLC

St Joseph, MI

Indianapolis, IN

CRD 7220334

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-13
IN RA APPROVED 2023-08-23
  • MI RA
    APPROVED
    Since 2026-03-13
  • IN RA
    APPROVED
    Since 2023-08-23

Branch Locations

St Joseph, MI • United States

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Saint Joseph MI 01/2020 06/2022
Lvm Capital Management Portage MI 02/2016 04/2017
Corporate One Federal Credit Union Columbus OH 04/2017 05/2018
Getman Corporation Bangor MI 05/2018 12/2019
Oxford Financial Group, Ltd. Carmel IN 07/2022 08/2023
Mml Investors Services Llc Indianapolis IN 08/2023 Present
Massmutual Life Insurance Co Indianapolis IN 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-05
  • S66 Uniform Combined State Law Examination
    2020-05-05
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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