Adam Keith Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2019
  Advanced Planning Group
  Riverside, CA
• 01/2020 → 12/2020
  Raymond James Financial Advisors
  Newport Beach, CA
• 12/2020 → Present
  Raymond James Financial Services, Inc.
  Newport Beach, CA
• 03/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Newport Beach, CA
• 01/2020 → 01/2023
  Concurrent Advisors
  Newport Beach, CA
• 01/2020 → Present
  The Advanced Planning Group, Inc
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-03-07