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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-29
NJ RA APPROVED 2021-08-09
MD RA APPROVED 2020-09-17
CA RA APPROVED 2018-07-09
  • TX RA
    APPROVED
    Since 2023-09-29
  • NJ RA
    APPROVED
    Since 2021-08-09
  • MD RA
    APPROVED
    Since 2020-09-17
  • CA RA
    APPROVED
    Since 2018-07-09

Branch Locations

73130 El Paseo Suite O, Palm Desert, CA 92260 • United States

Summit, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services San Francisco CA 04/2013 07/2018
Bank Of The West San Francisco CA 04/2013 07/2018
Raymond James & Associates, Inc. San Francisco CA 07/2018 Present
  • 04/2013 → 07/2018
    Bancwest Investment Services
    San Francisco, CA
  • 04/2013 → 07/2018
    Bank Of The West
    San Francisco, CA
  • 07/2018 → Present
    San Francisco, CA
Previous Registrations
  • 2013-04-19 → 2018-07-17
    Bancwest Investment Services, Inc.
    San Francisco, CA
  • 2008-06-27 → 2013-04-25
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-14
  • S66 Uniform Combined State Law Examination
    2008-06-14
Designations

View on SEC IAPD

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