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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-29 |
| NJ | RA | APPROVED | 2021-08-09 |
| MD | RA | APPROVED | 2020-09-17 |
| CA | RA | APPROVED | 2018-07-09 |
Branch Locations
73130 El Paseo Suite O, Palm Desert, CA 92260 • United States
Summit, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | San Francisco | CA | 04/2013 | 07/2018 |
| Bank Of The West | San Francisco | CA | 04/2013 | 07/2018 |
| Raymond James & Associates, Inc. | San Francisco | CA | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-14 |
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