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Paul Michael Dorsey

Raymond James & Associates, Inc.

Palm Desert, CA

Summit, NJ

CRD 4893672

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-29
NJ RA APPROVED 2021-08-09
MD RA APPROVED 2020-09-17
CA RA APPROVED 2018-07-09
  • TX RA
    APPROVED
    Since 2023-09-29
  • NJ RA
    APPROVED
    Since 2021-08-09
  • MD RA
    APPROVED
    Since 2020-09-17
  • CA RA
    APPROVED
    Since 2018-07-09

Branch Locations

73130 El Paseo Suite O, Palm Desert, CA 92260 • United States

Summit, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services San Francisco CA 04/2013 07/2018
Bank Of The West San Francisco CA 04/2013 07/2018
Raymond James & Associates, Inc. San Francisco CA 07/2018 Present
  • 04/2013 → 07/2018
    Bancwest Investment Services
    San Francisco, CA
  • 04/2013 → 07/2018
    Bank Of The West
    San Francisco, CA
  • 07/2018 → Present
    Raymond James & Associates, Inc.
    San Francisco, CA
Previous Registrations
  • 2013-04-19 → 2018-07-17
    Bancwest Investment Services, Inc.
    San Francisco, CA
  • 2008-06-27 → 2013-04-25
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-14
  • S66 Uniform Combined State Law Examination
    2008-06-14
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THE WEALTH CONSULTING GROUP

Nearby Investors

MICHAEL J GOODMAN
GREGORY C HILL
NEAL BRIAN WILSON

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA

More in Palm Desert, CA

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