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3066 Business Park Circle, Goodlettsville, TN 37072 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-12-21 |
Branch Locations
3066 Business Park Circle, Goodlettsville, TN 37072 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sageguard Financial Group, Llc | Goodlettsville | TN | 01/2020 | 12/2021 |
| Regions Bank | Clarksville | TN | 10/2015 | 01/2020 |
| Alphastar Capital Management Llc | Cornelius | NC | 07/2021 | 06/2023 |
| Sageguard Financial Group, Llc | Goodlettsville | TN | 12/2022 | Present |
1) Union Financial Services, LLC 1137 NJA Tate Drive Clarksville TN 37043 Annuity and Life Insurance Sales 11/2021 - Owner/Founder 100% Ownership 40 Hours per week during Trading hours Consult with clients about annuities and life insurance 2) Union Financial Services, LLC; Owner; Investment Related: Yes; 211 S 2nd Street Clarksville Tennessee 37040; This Business facilitates the presentation and recommendation of insurance based planning solutions such as annuities and life insurance.; Duties: Planning and Sales; Start date: 2023-05-22; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 15;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-18 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-05 |
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