David Orlando Perez

Employer firm

Sageguard Financial Group, LLC CRD 160266

$756M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 12/2021
  Sageguard Financial Group, Llc
  Goodlettsville, TN
• 10/2015 → 01/2020
  Regions Bank
  Clarksville, TN
• 07/2021 → 06/2023
  Alphastar Capital Management Llc
  Cornelius, NC
• 12/2022 → Present
  Sageguard Financial Group, Llc
  Goodlettsville, TN

Previous Registrations

• 2021-07-16 → 2023-04-20
  Alphastar Capital Management
  Cornelius, NC
  Goodlettsville, TN
• 2020-01-17 → 2021-12-07
  Sageguard Financial Group, Llc
  Goodlettsville, TN

Other Businesses

1) Union Financial Services, LLC 1137 NJA Tate Drive Clarksville TN 37043 Annuity and Life Insurance Sales 11/2021 - Owner/Founder 100% Ownership 40 Hours per week during Trading hours Consult with clients about annuities and life insurance 2) Union Financial Services, LLC; Owner; Investment Related: Yes; 211 S 2nd Street Clarksville Tennessee 37040; This Business facilitates the presentation and recommendation of insurance based planning solutions such as annuities and life insurance.; Duties: Planning and Sales; Start date: 2023-05-22; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 15;

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-11-18
• S65 Uniform Investment Adviser Law Examination
  2019-09-05