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Shelby Elizabeth Guice

Charles Schwab & Co., Inc.

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-11
  • CA RA
    APPROVED
    Since 2024-12-11

Branch Locations

11601 Wilshire Blvd. Suite 100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Henderson Distributors Denver CO 02/2021 01/2022
Janus Henderson Investors Us Llc Denver CO 09/2021 08/2023
Hire Connections Denver CO 01/2020 01/2021
Signpost Denver CO 09/2019 12/2019
Sherpani Boulder CO 07/2018 06/2019
Self Employment Boulder CO 06/2019 09/2019
Education Boulder CO 09/2016 06/2018
Janus Henderson Distributors Us Llc Denver CO 01/2022 08/2023
Charles Schwab & Co., Inc Santa Monica CA 09/2023 Present
Charles Schwab Bank Ssb Santa Monica CA 09/2023 Present
Janus Henderson Investors Us Llc Denver CO 02/2021 08/2021
  • 02/2021 → 01/2022
    Janus Henderson Distributors
    Denver, CO
  • 09/2021 → 08/2023
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2020 → 01/2021
    Hire Connections
    Denver, CO
  • 09/2019 → 12/2019
    Signpost
    Denver, CO
  • 07/2018 → 06/2019
    Sherpani
    Boulder, CO
  • 06/2019 → 09/2019
    Self Employment
    Boulder, CO
  • 09/2016 → 06/2018
    Education
    Boulder, CO
  • 01/2022 → 08/2023
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 09/2023 → Present
    Charles Schwab & Co., Inc
    Santa Monica, CA
  • 09/2023 → Present
    Charles Schwab Bank Ssb
    Santa Monica, CA
  • 02/2021 → 08/2021
    Janus Henderson Investors Us Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-10
S63 Uniform Securities Agent State Law Examination 2021-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-12-10
  • S63 Uniform Securities Agent State Law Examination
    2021-08-27
Other Names
  • Shelby Guice

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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