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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-08
MN RA APPROVED 2023-04-17
  • TX RA
    APPROVED
    Since 2024-07-08
  • MN RA
    APPROVED
    Since 2023-04-17

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Faribault, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Cottage Grove MN 01/2020 09/2022
Basil's Pizza Northfield MN 05/2015 03/2020
Dominos Pizza Northfield MN 06/2018 08/2018
Thrivent Investment Management Inc Cottage Grove MN 04/2022 04/2023
Thrivent Financial Appleton WI 09/2022 04/2023
Rbc Capital Markets, Llc Wayzata MN 04/2023 Present
  • 01/2020 → 09/2022
    Thrivent
    Cottage Grove, MN
  • 05/2015 → 03/2020
    Basil's Pizza
    Northfield, MN
  • 06/2018 → 08/2018
    Dominos Pizza
    Northfield, MN
  • 04/2022 → 04/2023
    Cottage Grove, MN
  • 09/2022 → 04/2023
    Thrivent Financial
    Appleton, WI
  • 04/2023 → Present
    Wayzata, MN
Previous Registrations
Other Businesses

BASIL'S PIZZA POSITION: Delivery Driver NATURE: Greek style pizzeria serving food and beverages INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 301 Water St S, Northfield MN 55057, United States DESCRIPTION: I deliver pizzas, wash dishes, and prep ingredients INDEPENDENT SLEEPERS POSITION: Owner NATURE: Provides virtual sleep coaching services to parents of children under the age of 4. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 17125 Eastwood Ave, Farmington MN 55024, United States DESCRIPTION: I am the Finance Director, Social Media Analyst, and Operations Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
  • S66 Uniform Combined State Law Examination
    2022-07-28
Other Names
  • Jack Truax

View on SEC IAPD

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