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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcallister & Quinn | Washington | DC | 09/2011 | 12/2019 |
| Highlander Financial Group | Gaithersburg | MD | 01/2020 | 03/2021 |
| Lpl Financial Llc | Gaithersburg | MD | 01/2020 | Present |
1)3/2021- Highlander Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Gaithersburg, MD - 160hrs/mth 2) 11/30/2021 - Davidbooksnthings - Not Investment Related - Home Based - Outside/W-2 Employment - Started 01/07/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Account owner of EBay seller store called "davidbooksnthings" primarily setup to teach children about business and commerce. Sell books and other items. 3) 06/21/2022 - No Business Name - Investment Related - Home Based - Other - Notary Public - Notary Public - Start Date - 06/04/2021 - 1 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-06 |
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