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Anthony J Martin

Ameriprise Financial Services, LLC

Minneapolis, MN

Big Lake, MN

CRD 7219287

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-08
MN RA APPROVED 2020-06-03
  • TX RA
    APPROVED_RES
    Since 2023-12-08
  • MN RA
    APPROVED
    Since 2020-06-03

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Big Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 01/2020 03/2020
Unemployed Blaine MN 12/2019 01/2020
Taco Bell Border Foods Inc. New Hope MN 06/2018 12/2019
Arby's Restaurant Corporate Headquarters Atlanta GA 07/2007 05/2018
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 01/2020 → 03/2020
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 12/2019 → 01/2020
    Unemployed
    Blaine, MN
  • 06/2018 → 12/2019
    Taco Bell Border Foods Inc.
    New Hope, MN
  • 07/2007 → 05/2018
    Arby's Restaurant Corporate Headquarters
    Atlanta, GA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-11
  • S66 Uniform Combined State Law Examination
    2020-05-11

View on SEC IAPD

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