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Current Employers
Fiduciary Financial Group, Llc

1101 Fifth Avenue Suite 305, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

2 Padre Parkway Suite 103, Rohnert Park, CA 94928 • United States

1101 Fifth Avenue Suite 305, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiduciary Financial Group, Llc San Rafael CA 01/2020 Present
Munc & Cooper Cpa's Llp Rohnert Park CA 10/2019 07/2020
Zeisler, Zeisler, Rawson & Johnson, Llp San Rafael CA 12/2018 10/2019
Dal Poggetto And Company, Llp Santa Rosa CA 06/2013 11/2018
Cooper & Vogelheim Llp San Rafael CA 01/2021 Present
  • 01/2020 → Present
    San Rafael, CA
  • 10/2019 → 07/2020
    Munc & Cooper Cpa's Llp
    Rohnert Park, CA
  • 12/2018 → 10/2019
    Zeisler, Zeisler, Rawson & Johnson, Llp
    San Rafael, CA
  • 06/2013 → 11/2018
    Dal Poggetto And Company, Llp
    Santa Rosa, CA
  • 01/2021 → Present
    Cooper & Vogelheim Llp
    San Rafael, CA
Other Businesses

Cooper & Vogelheim LLP; Not investment-related; San Rafael, CA; Partner/Tax Manager; Start Date 01/2020; Approx. 160 hours per month, 0 hours during securities trading; tax compliance and consulting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-08
  • S65 Uniform Investment Adviser Law Examination
    2020-01-08
Other Names
  • Shayne Cooper

View on SEC IAPD

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