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Arete Wealth Advisors, LLC CRD 145488
$2.75B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Birmingham-Southern College | Birmingham | AL | 08/2015 | 05/2019 |
| Unemployed | Memphis | TN | 10/2019 | 12/2019 |
| Duncan-Williams, Inc. | Memphis | TN | 01/2020 | 04/2022 |
| J.P. Morgan Securities Llc | Atlanta | GA | 04/2022 | 08/2022 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 04/2022 | 08/2022 |
| Memphis University School | Memphis | TN | 01/2020 | 04/2022 |
| Grand Teton Lodge Company | Moran | WY | 06/2019 | 10/2019 |
| Servisfirst Bank | Birmingham | AL | 06/2018 | 07/2018 |
| Birmingham Southern College | Birmingham | AL | 05/2017 | 08/2017 |
| Arete Wealth Management, Llc | Chicago | IL | 09/2022 | Present |
| Cygnus Capital | Atlanta | GA | 09/2022 | Present |
Cygnus Capital - Fund Wholesaler - started 9/2022 - 40hrs per week - investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
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