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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-08 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Carmel | CA | 12/2019 | 02/2024 |
| Chase | Monterey | CA | 07/2017 | 11/2019 |
| Wells Fargo | San Rafael | CA | 07/2012 | 07/2017 |
| Jp Morgan Chase Bank, N.A. | Carmel | CA | 12/2019 | 02/2024 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 02/2024 | Present |
RENTAL PROPERTY, INV RELATED, MILL VALLEY, CA, 100% OWNERSHIP WITH SPOUSE, START: 7/01/2005, 4 HOURS A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-20 |
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