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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-02-15
TX RA APPROVED 2022-02-15
  • MI RA
    APPROVED
    Since 2022-02-15
  • TX RA
    APPROVED
    Since 2022-02-15

Branch Locations

3473 Main St, Deckerville, MI 48427-0097 • United States

Sandusky, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Deckerville MI 01/2020 Present
Ubly Heights Golf & Cc Ubly MI 02/2012 12/2019
Other Businesses

Outside Employment; WJL Enterprises; Financial Planning Assistant - Financial PlanningResearchClient Relations; Financial Advisor; 3473 Main St, , Deckerville, MI, 48427; Not Investment-Related; 01/06/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
  • S66 Uniform Combined State Law Examination
    2022-01-24

View on SEC IAPD

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