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Benjamin Maximilian Maier

Ubs Financial Services Inc.

Weehawken, NJ

Zurich

CRD 7218662

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-01
  • FL RA
    APPROVED
    Since 2020-06-01

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Ubs Ch Ag - Zurich Nüschelerstrasse 9, Zurich 8001 • Switzerland

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Coral Gables FL 01/2020 Present
Ubs Switzerland Ag Zurich 04/2017 12/2019
Bank J. Safra Sarasin Ag Zurich 12/2012 03/2017
  • 01/2020 → Present
    Ubs Financial Services Inc.
    Coral Gables, FL
  • 04/2017 → 12/2019
    Ubs Switzerland Ag
    Zurich
  • 12/2012 → 03/2017
    Bank J. Safra Sarasin Ag
    Zurich
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-29
  • S66 Uniform Combined State Law Examination
    2020-05-29

View on SEC IAPD

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