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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-19
  • NY RA
    APPROVED
    Since 2021-10-19

Branch Locations

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company Lp Latham NY 12/2019 Present
Barhems Corporation Flushing NY 06/2019 12/2019
Unemployed Buffalo NY 02/2019 06/2019
Kingway Int'l Trade Co., Ltd Qingdao 05/2018 08/2018
International Student Services (Suny Buffalo) Buffalo NY 08/2017 10/2017
The Suny At Buffalo Buffalo NY 08/2017 02/2019
Tellon Trading Inc. Norcross GA 08/2016 06/2017
  • 12/2019 → Present
    The Ayco Company Lp
    Latham, NY
  • 06/2019 → 12/2019
    Barhems Corporation
    Flushing, NY
  • 02/2019 → 06/2019
    Unemployed
    Buffalo, NY
  • 05/2018 → 08/2018
    Kingway Int'l Trade Co., Ltd
    Qingdao
  • 08/2017 → 10/2017
    International Student Services (Suny Buffalo)
    Buffalo, NY
  • 08/2017 → 02/2019
    The Suny At Buffalo
    Buffalo, NY
  • 08/2016 → 06/2017
    Tellon Trading Inc.
    Norcross, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2020-09-29
  • S66 Uniform Combined State Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2020-09-29
Other Names
  • Yixiang Huang
  • Charles Huang

View on SEC IAPD

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