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2437 Main Street, Santa Monica, CA 90405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assetmark Financial Holdings, Inc. | Encino | CA | 09/2019 | 10/2024 |
| Regents Capital Corporation | Costa Mesa | CA | 02/2019 | 07/2019 |
| Unemployed | Simi Valley | CA | 01/2010 | 01/2019 |
| Assetmark Brokerage, Llc | Encino | CA | 01/2020 | 10/2024 |
| Gerber Kawasaki Wealth & Investment Management | Santa Monica | CA | 03/2025 | Present |
| Unemployed | Santa Monica | CA | 10/2024 | 03/2025 |
| Unemployed | Simi Valley | CA | 07/2019 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2020-01-30 |
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