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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-16
  • TX RA
    APPROVED
    Since 2025-05-16

Branch Locations

2000 Mckinney Avenue, Dallas, TX 75201 • United States

Richardson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Dallas TX 04/2015 03/2023
Northern Trust Securities, Inc. Dallas TX 01/2020 03/2023
Northern Trust Dallas TX 03/2023 04/2025
Northern Trust Securities, Inc. Dallas TX 03/2025 04/2025
Alliancebernstein Dallas TX 05/2025 Present
  • 04/2015 → 03/2023
    Northern Trust Bank
    Dallas, TX
  • 01/2020 → 03/2023
    Northern Trust Securities, Inc.
    Dallas, TX
  • 03/2023 → 04/2025
    Northern Trust
    Dallas, TX
  • 03/2025 → 04/2025
    Northern Trust Securities, Inc.
    Dallas, TX
  • 05/2025 → Present
    Alliancebernstein
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-06
  • S63 Uniform Securities Agent State Law Examination
    2025-06-06
Designations
Other Names
  • Cecily Erin Norris

View on SEC IAPD

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