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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Dallas | TX | 04/2015 | 03/2023 |
| Northern Trust Securities, Inc. | Dallas | TX | 01/2020 | 03/2023 |
| Northern Trust | Dallas | TX | 03/2023 | 04/2025 |
| Northern Trust Securities, Inc. | Dallas | TX | 03/2025 | 04/2025 |
| Alliancebernstein | Dallas | TX | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-06 |
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